REGULAMENT   Nr. 4 din 31 august 2000

privind organizarea Comisiei Nationale a Valorilor Mobiliare

ACT EMIS DE: COMISIA NATIONALA A VALORILOR MOBILIARE

ACT PUBLICAT IN: MONITORUL OFICIAL  NR. 491 din  9 octombrie 2000

    Art. 1
    Comisia Nationala a Valorilor Mobiliare este autoritate administrativa autonoma, cu personalitate juridica, aflata sub controlul Parlamentului Romaniei, a carei autoritate se exercita pe intregul teritoriu al Romaniei.
    Art. 2
    Comisia Nationala a Valorilor Mobiliare are drept misiune:
    a) de a favoriza buna functionare a pietei valorilor mobiliare;
    b) de a asigura protectia investitorilor contra practicilor neloiale, abuzive si frauduloase;
    c) de a realiza informarea detinatorilor de valori mobiliare si a publicului asupra persoanelor care fac apel in mod public la economii banesti si asupra valorilor emise de acestea;
    d) de a stabili cadrul activitatii intermediarilor si agentilor pentru valori mobiliare, regimul asociatiilor profesionale constituite de acestia si al organismelor insarcinate cu asigurarea functionarii pietei valorilor mobiliare.
    Art. 3
    Cheltuielile privind functionarea Comisiei Nationale a Valorilor Mobiliare sunt finantate integral din venituri extrabugetare, in conformitate cu prevederile Ordonantei de urgenta a Guvernului nr. 6/1999 privind finantarea Comisiei Nationale a Valorilor Mobiliare din venituri extrabugetare, aprobata si modificata prin Legea nr. 139/1999.
    Art. 4
    Structura organizatorica (organigrama) a Comisiei Nationale a Valorilor Mobiliare, numarul de posturi, atributiile de conducere si de executie ale personalului sau se stabilesc de catre aceasta in temeiul art. 13 din Legea nr. 52/1994 privind valorile mobiliare si bursele de valori.
    Art. 5
    (1) In structura organizatorica a Comisiei Nationale a Valorilor Mobiliare pot functiona departamente, directii, servicii, birouri si oficii. Serviciile, birourile si oficiile din cadrul departamentelor se infiinteaza prin ordin al presedintelui Comisiei Nationale a Valorilor Mobiliare.
    (2) Numarul maxim de posturi este de 250, exclusiv demnitarii.
    Art. 6
    Comisia Nationala a Valorilor Mobiliare isi modifica, isi completeaza si isi perfectioneaza structura organizatorica corespunzator cerintelor privind optimizarea indeplinirii atributiilor cu care a fost investita prin lege.
    Art. 7
    Comisia Nationala a Valorilor Mobiliare are in dotare un numar de autoturisme stabilit conform prevederilor legale si normativelor proprii.
    Art. 8
    Anexa cuprinzand structura organizatorica a Comisiei Nationale a Valorilor Mobiliare face parte integranta din prezentul regulament.

    ANEXA 1

                             ORGANIGRAMA
              Comisiei Nationale a Valorilor Mobiliare

                     ..........................
                     :      ___________       :
          ___________:_____|  COMISIE  |______:__________
  _______|_______    :     |___________|      :   _______|________
 |Comisar general|   :           |            :  |   CONSILIERI   |
 | al bursei de  |   :           |            :  |________________|
 |    valori     |   :           |            :
 |_______________|   :           |            :
                     :    _______|________    :
                     :   |   PRESEDINTE   |   :
                _____:___|................|___:_____________________________
               |     :   | VICEPRESEDINTI |   :  |               |          |
               |     :   |________________|   :  |               |          |
               |     :                        :  |               |          |
               |     :........................:  |               |          |
        _______|_______          |               |               |          |
       |    SECRETAR   |         |               |               |          |
       |    GENERAL    |         |               |               |          |
       |_______________|         |               |               |          |
        _______|_______          |               |               |          |
 ______|______   ______|______   |         ______|______   ______|______    |
|Departamentul| |Departamentul|  |        |Departamentul| |Departamentul|   |
| secretariat | |   relatii   |  |        |   juridic   | |resurse umane|   |
|    tehnic   | |             |  |        |             | |             |   |
|_____________| |_____________|  |        |_____________| |_____________|   |
     ____________________________|__________________________________        |
 ___|___   ___|___   ___|___   ___|___   ___|___   ___|___   _______|______ |
| MODUL | | MODUL | | MODUL | | MODUL | | MODUL | | MODUL | | Departamentul||
|   1   | |   2   | |   3   | |   4   | |   5   | |   6   | | informatica  ||
|_______| |_______| |_______| |_______| |_______| |_______| |______________||
                                                                       _____|
                                                                  ____|_____
                                                                 |Biroul de |
                                                                 |  audit   |
                                                                 |  intern  |
                                                                 |__________|

    Semnificatia modulelor din schema de mai sus este urmatoarea:
                               _______
                              | MODUL |
                              |   1   |
                              |_______|
                    ______________|______________
                   |   Departamentul autorizare  |
                   |       si reglementare       |
                   |_____________________________|
                   |  ___________________________
                   |_|   Directia intermediere   |
                   | |         financiara        |
                   | |___________________________|
                   |  ___________________________
                   |_|   Directia organisme de   |
                   | |     plasament colectiv    |
                   | |___________________________|
                   |  ___________________________
                   |_| Directia burse de marfuri |
                     |___________________________|

                                 _______
                                | MODUL |
                                |   2   |
                                |_______|
                    ________________|_________________
                   |       Departamentul emitenti     |
                   |__________________________________|
                   |  ________________________________
                   | | Directia autorizare oferte     |
                   |_| publice, plasamente, majorari  |
                   | | de capital social              |
                   | |________________________________|
                   |  ________________________________
                   | | Directia divizare, fuziune,    |
                   |_| lichidare, inchidere societati |
                     |________________________________|

                                 _______
                                | MODUL |
                                |   3   |
                                |_______|
                      ______________|______________
                     |   Oficiul pentru evidenta   |
                     |     valorilor mobiliare     |
                     |_____________________________|
                     |  ___________________________
                     | |   Directia evidenta si    |
                     |_|   supraveghere emitenti   |
                     | |___________________________|
                     |  ___________________________
                     | |   Directia informare a    |
                     |_|       investitorilor      |
                       |___________________________|

                                 _______
                                | MODUL |
                                |   4   |
                                |_______|
                      ______________|______________
                     | Departamentul supraveghere  |
                     |   a pietelor reglementate   |
                     |_____________________________|
                     |  ___________________________
                     |_|   Directia supraveghere   |
                     | |      piata de capital     |
                     | |___________________________|
                     |  ___________________________
                     |_|   Directia supraveghere   |
                     | |     burse de marfuri      |
                     | |___________________________|
                     |  ___________________________
                     | |  Oficiul de supraveghere  |
                     |_|   electronica a pietelor  |
                       |        reglementate       |
                       |___________________________|

                                 _______
                                | MODUL |
                                |   5   |
                                |_______|
                      ______________|______________
                     |        Departamentul        |
                     |      control - ancheta      |
                     |_____________________________|
                     |  ___________________________
                     |_|     Directia control      |
                     | |___________________________|
                     |  ___________________________
                     |_|     Directia ancheta      |
                       |___________________________|

                                 _______
                                | MODUL |
                                |   6   |
                                |_______|
                      ______________|______________
                     |   Departamentul economic    |
                     |_____________________________|
                     |  ___________________________
                     |_|        Directia           |
                     | | financiar - contabilitate |
                     | |___________________________|
                     |  ___________________________
                     |_|   Directia administrativ  |
                       |___________________________|

    Figura 1   Organigrama Comisiei Nationale a Valorilor Mobiliare   se gaseste publicata in Monitorul Oficial al Romaniei, Partea I, nr. 491 din 9 octombrie 2000.