REGULAMENT   Nr. 1 din 18 martie 2004

privind organizarea Comisiei Nationale a Valorilor Mobiliare

ACT EMIS DE: COMISIA NATIONALA A VALORILOR MOBILIARE

ACT PUBLICAT IN: MONITORUL OFICIAL  NR. 272 din 29 martie 2004

    Art. 1
    Comisia Nationala a Valorilor Mobiliare este autoritate administrativa autonoma cu personalitate juridica, subordonata Parlamentului Romaniei, a carei autoritate se exercita pe intregul teritoriu al Romaniei.
    Art. 2
    Obiectivele fundamentale si functionarea Comisiei Nationale a Valorilor Mobiliare sunt prevazute in Ordonanta de urgenta a Guvernului nr. 25/2002 privind aprobarea Statutului Comisiei Nationale a Valorilor Mobiliare, aprobata si modificata prin Legea nr. 514/2002.
    Art. 3
    (1) In structura organizatorica a Comisiei Nationale a Valorilor Mobiliare functioneaza Corpul Inspectorilor Generali, Corpul de control, directii generale, directii, compartimente, servicii si birouri.
    (2) In subordinea directa a fiecarui membru al Comisiei Nationale a Valorilor Mobiliare functioneaza un cabinet al acestuia.
    (3) Numarul maxim de posturi este de 250, exclusiv membrii Comisiei Nationale a Valorilor Mobiliare.
    (4) Corpul Inspectorilor Generali, Corpul de control, directiile generale, directiile de specialitate, compartimentele, serviciile si birourile, precum si posturile corespunzatoare vor fi incadrate cu personal si vor fi operationale, prin ordin al presedintelui Comisiei Nationale a Valorilor Mobiliare, intr-o perioada stabilita de Comisia Nationala a Valorilor Mobiliare in functie de stadiul constructiei institutionale.
    (5) Comisia Nationala a Valorilor Mobiliare isi adapteaza structura organizatorica in scopul intaririi capacitatii sale administrative, in vederea indeplinirii obiectivelor sale, prevazute prin lege.
    Art. 4
    In cadrul Comisiei Nationale a Valorilor Mobiliare functioneaza Colegiul de coordonare care este format din directorul general executiv, directorii generali, directorul directiei juridice, directorul directiei integrare europeana si relatii internationale si seful Corpului de control, avand rol consultativ.
    Art. 5
    Organizarea si functionarea Camerei arbitrale se stabilesc de Comisia Nationala a Valorilor Mobiliare prin regulament.
    Art. 6
    Comisia Nationala a Valorilor Mobiliare are in dotare un numar de autoturisme stabilit conform normativelor proprii.
    Art. 7
    Anexa cuprinzand organigrama Comisiei Nationale a Valorilor Mobiliare face parte integranta din prezentul regulament.

    ANEXA 1 *1)
    la regulament

    *1) Anexa este reprodusa in facsimil.

                                  ORGANIGRAMA
                    COMISIEI NATIONALE A VALORILOR MOBILIARE

   ___________    _____________ COMISIA ______________________
  | CAMERA    |--|            ____________                    |
  | ARBITRALA |  |           | PRESEDINTE |                   |
  |___________|  |           |____________|                   |
                 |           |  cabinet   | __________________|________________
 ________________|           |____________|                   |               ||
| _____________  |  ______________  ______________  ________  |               ||
||Corpul       | | |VICEPRESEDINTE||VICEPRESEDINTE|| Membri | |               ||
||Inspectorilor|-| |______________||______________||________| |____________   ||
||Generali     | | |  cabinet     ||  cabinet     ||cabinete| |     |      |  ||
||piete        | | |______________||______________||________| |     |      |  ||
||reglementate | |____________________________________________|     |      |  ||
||_____________|                        |        ___________________|______|__||
|                                       |       |              _____|______|___|
|                                       |  _____|______   ____|___  |      |
|                                       | |Serviciul   | |Biroul  | |      |
|                                       | |purtatorului| |de audit| |      |
|                                       | |de cuvant   | |intern  | |      |
|                                       | |____________| |________| |      |
| _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ |_ _ _ _ _ _ _ _ _ _ _ _ _  |      |
||                              COLEGIU | DE COORDONARE           | |      |
||       _______________________________|_________________        | |      |
||      |              |         |  ____|____ |           |       | |      |
||      |              |         | |Director| |           |       | |      |
||      |              |         | |General | |           |       | |      |
||      |              |         | |EXECUTIV| |           |       | |      |
||      |              |         | |________| |           |       | |__    |_
|| _____|______  ______|_____  __|____ | _____|__  _______|______ | ___|____ |
|||Directia    ||Directia    ||Corp de|||Directia||Directia      |||SECRETAR||
|||Generala    ||Generala    ||control|||JURIDICA||Integrare     |||GENERAL ||
|||AUTORIZARE  ||SUPRAVEGHERE||al CNVM|||        ||Europeana     |||        ||
|||REGLEMENTARE||            ||       |||        ||si Relatii    |||        ||
|||            ||            ||       |||        ||Internationale|||        ||
|||____________||____________||_______|||________||______________|||________||
||_ _|_ _ _ _ _ _ _|_ _ _ _ _ _ _ _|_ _|_ _ _|_ _ _ _ _ _ _|_ _ _ | |        |
| ___|             |               |   |_    |             |______  |        |
||                 |               |     |   |__________________  | |        |
||  ____________   |  ____________ |___  |  ____________        | | |  ______|_
|| |Comp.       |  | |Directia    |    | | |Directia    |       | | | |Comp.   |
||_|Redactare,  |  |_|MONITORIZARE|    | | |RESURSE     |       | | | |Relatii |
|| |Editare*)   |  | |si          |_   | |_|UMANE si    |_      | | | |Publice |
|| |____________|  | |INVESTIGARE | |  | | |FORMARE     | |     | | | |si      |
||  ____________   | |____________| |  | | |PROFESIONALA| |     | | | |Protocol|
|| |Directia    |  |                |  | | |____________| |     | | | |  *)    |
||_|AUTORIZARE  |_ |  ____________  |  | |  ____________  |     | | | |________|
|| |____________| || |Directia    | |  | | |Directia    | |     | | |
||  ____________  ||_|EMITENTI    |_|_ | |_|ECONOMICA   |_|_    | | |
|| |Directia    |_|_ |____________| | || | |____________| | |   | | |
||_|REGLEMENTARE| | |               | || |  ____________  | |   | | |
|  |____________| | |               | || | |Directia    | | |   | | |
|   _______       | |  _______      | || |_|TEHNOLOGIA  |_|_|_  | | |
|  |MODUL 1|______| | |MODUL 3|_____| || | |INFORMATIEI | | | | | | |
|  |_______|        | |_______|       || | |____________| | | | | | |
|   _______         |  _______        || |  ____________  | | | | | |
|  |MODUL 2|________| |MODUL 4|_______|| | |Control     | | | | | | |  ________
|  |_______|          |_______|        | |_|intern      | | | | | | |_|MODUL 12|
|                                   ___| | |____________| | | | | |   |________|
|   _________                   ___|___  |      _______   | | | | |    ________
|__|Birou    |                 |MODUL 5| |     |MODUL 6|__| | | | |___|MODUL 11|
   |protectie|                 |_______| |     |_______|    | | |     |________|
   |interna  |                           |      _______     | | |      ________
   |_________|                           |     |MODUL 7|____| | |_____|MODUL 10|
                                         |     |_______|      |       |________|
                                         |      _______       |
                                         |     |MODUL 8|______|
                                         |     |_______|
                                         |      _______
                                         |_____|MODUL 9|
                                               |_______|

     _________________________
    | *) Asimilat directiilor |
    |_________________________|


    MODUL 1
                            _____________________
                           | Directia AUTORIZARE |
                           |_____________________|
                         _____________|_____________
             ___________|_________       ___________|__________
            |Serv. autorizare     |     |Serv. avizari entitati|
            |entitati reglementate|     |supravegheate         |
            |_____________________|     |______________________|


    MODUL 2
                           _______________________
                          | Directia REGLEMENTARE |
                          |_______________________|
                 _____________________|_____________________
        ________|________       ______|________       ______|_____
       |Serv. metodologie|     |Serv. proceduri|     |Serv. studii|
       |si norme         |     |interne        |     |            |
       |_________________|     |_______________|     |____________|


    MODUL 3
                           _______________________
                          | Directia MONITORIZARE |
                          |     si INVESTIGARE    |
                          |_______________________|
             _________________________|_________________________
  __________|_________   ______|_____   ________|_________   ___|___
 |Serv. monitorizare- | |Serv.       | |Serv. monitorizare| |Serv.  |
 |investigare emitenti| |supraveghere| |entitati          | |analiza|
 |                    | |electronica | |reglementate      | |       |
 |____________________| |____________| |__________________| |_______|


    MODUL 4
                           _______________________
                          |   Directia EMITENTI   |
                          |_______________________|
                     _________________|____________________
              ______|____       ______|_______       ______|________
             |Serv.      |     |              |     |Serv. informare|
             |Operatiuni |     |Serv. evidenta|     |si protectia   |
             |de piata   |     |              |     |investitorilor |
             |___________|     |______________|     |_______________|


    MODUL 5
                           _________________________
                          | Corp de control al CNVM |
                          |_________________________|
                         _____________|______________
               _________|_______              _______|_______
              | Serv. inspectii |            | Serv. anchete |
              |_________________|            |_______________|


    MODUL 6
                           _________________________
                          | Directia RESURSE UMANE  |
                          | si FORMARE PROFESIONALA |
                          |_________________________|
                         _____________|______________
                ________|______               _______|_______
               | Serv.         |             | Serv. formare |
               | resurse umane |             | profesionala  |
               |_______________|             |_______________|


    MODUL 7
                             ____________________
                            | Directia ECONOMICA |
                            |____________________|
                  ____________________|________________________
           ______|____         _______|_______        _________|___________
          | Serv.     |       | Serv.         |      | Serv. administrativ |
          | financiar |       | contabilitate |      | si transport        |
          |___________|       |_______________|      |_____________________|


    MODUL 8
                             ________________________
                            |         Directia       |
                            | TEHNOLOGIA INFORMATIEI |
                            |________________________|
                  ______________________|________________________
       __________|________     _________|__________    __________|___________
      | Serv. proiectare, |   | Serv. administrare |  | Serv. analiza,       |
      | dezvoltare soft   |   | retele si baze de  |  | sinteza, site,       |
      | utilizator        |   | date               |  | exploatare aplicatii |
      |___________________|   |____________________|  |______________________|


    MODUL 9
                            ___________________________
                           | Serv. registratura-arhiva |
                           |___________________________|
                          _______________|____________
                _________|__________           _______|______
               | Birou registratura |         | Birou arhiva |
               |____________________|         |______________|


    MODUL 10
                             ___________________
                            | Directia JURIDICA |
                            |___________________|
                  ____________________|______________________
           ______|_____        _______|_____        _________|____________
          | Serv.      |      | Serv.       |      | Serv. avizare        |
          | contencios |      | contestatii |      | legalitate documente |
          |____________|      |_____________|      |______________________|


    MODUL 11
                          ______________________________
                         | Directia Integrare Europeana |
                         | si Relatii Internationale    |
                         |______________________________|
                  ______________________|_____________________
         ________|________         _____|_____        ________|_______
        | Serv. integrare |       | Serv.     |      | Serv. relatii  |
        | europeana       |       | proceduri |      | internationale |
        |_________________|       |___________|      |________________|


    MODUL 12
                                __________________
                               | SECRETAR GENERAL |
                               |__________________|
                          _______________|________________
             ____________|_____________       ____________|_______________
            | Serv. secretariat tehnic |     | Serv. gestionare documente |
            |__________________________|     |____________________________|